Sowell Management Services is a “Fee-Based” Third Party Management firm with investment portfolios for individuals, retirement plans, corporations, trusts, foundations, and institutions. As a Third Party Manager, S.M.S. manages assets for industry professionals through a network of some of the industry’s largest and most respected Independent Broker/Dealers.
With clients in almost every state and abroad and with assets over $1.5 billion under management, we understand the value of listening and providing a service based on your needs, not ours.
With a team of dedicated professionals, Sowell Management is committed to providing a positive experience; from customer service to the management of your account(s). We realize, it’s all about the overall experience that sets us apart.
As with all business relationships, it’s also about value. It doesn’t matter how much or how little you pay for something, if there’s no value, it’s not worth the price. Our value proposition is to provide excellent service with flexible and intelligent investment management at a fair price.
Fidelity Institutional Wealth Services is a leading provider of trading, custody and brokerage services to Registered Investment Advisors, Trust Institutions and Third Party Administrators. The company is able to leverage the capital, resources and expertise of the Fidelity organization, one of the world’s largest financial services companies, on behalf of its clients. This includes access to a comprehensive set of products and services, innovative investment tools and research, an integrated brokerage and trust platform, and dedicated client service professionals – all designed to help its clients thrive by growing their businesses, more effectively meeting customer needs, and enhancing operational efficiency and profitability. Fidelity Institutional Wealth Services custodies more than $1.7 trillion in assets on behalf of nearly 3,850 clients, as of December 31, 2016.
Fidelity Institutional Wealth Services is one of the firms that we use to custody our client assets. Fidelity Institutional Wealth Services, Sowell Management Services, Clinton Wealth Management LLC, and the other entities named are separate and unaffiliated firms, and are not responsible for each other’s services or polices. Fidelity Institutional Wealth Services does not endorse or recommend any advisor and the use of the Fidelity Institutional Wealth Services logo does not represent the endorsement or recommendation of any advisor.
TD Ameritrade Institutional provides comprehensive brokerage and custody services to more than 4,000 fee-based, independent registered investment advisors (RIAs). Their advanced technology platform, coupled with personal support from their dedicated service teams, allows investment advisors to grow and manage their practices more efficiently and effectively, while optimizing time with clients. TD Ameritrade Institutional is also committed to advocating on behalf of advisors and their clients on important issues. They understand the importance of being a fiduciary and strive to support RIAs in their efforts to serve their clients.
TD Ameritrade, Inc. is one of the firms that we use to custody our client assets. TD Ameritrade, Sowell Management Services, Clinton Wealth Management LLC, and the other entities named are separate and unaffiliated firms, and are not responsible for each other’s services or polices. TD Ameritrade does not endorse or recommend any advisor and the use of the TD Ameritrade logo does not represent the endorsement or recommendation of any advisor. Brokerage services provided by TD Ameritrade Institutional, a Division of TD Ameritrade, Inc., member FINRA/SPIC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and the Toronto-Dominion Bank.
Dimensional is a different kind of investment firm. Their confidence in the capital markets frees them to think differently about investing and to push the frontiers of innovation. Dimensional has forged deep working relationships with some of the world’s leading financial economists to bring their latest theories and research to practice. Though bound to a rigorous process, they also have experience knowing what works with investors. Financial research leads the way in understanding risk and return in securities markets. By maintaining a continuous feedback loop between the academic community, practitioners, and clients, Dimensional is always researching tomorrow’s solutions today. Over the years, Dimensional has translated this financial research into real-world investment solutions. Dimensional’s fund shares are not available directly to individuals but are limited to clients of a select group of financial advisory firms like Clinton Wealth Management. Our relationship with Dimensional is based on shared views about how capital markets work and how best to provide clients with a successful investment experience.
Dimensional Fund Advisors LP (“Dimensional”) is an investment advisor registered with the Securities and Exchange Commission. Dimensional Fund Advisors LP, Sowell Management Services, Clinton Wealth Management LLC, and the other entities named are separate and unaffiliated firms, are not responsible for each other’s services or policies.